Investors seeking money from Warren Capital
Name*
City
Years**
Investments**
Art Adams
Los Gatos
n/a
n/a
Craig Albers
San Rafael
2013-2014
$141,667 claim; $175,000 notes
American Express Centurion Bank
Minneapolis, Minn.
n/a
$31,865
Robert and Katherine Angell; (including as custodians for Nicholas Angell, $85,000; and Amelia Angell, $105,000)
Healdsburg
2008-2013
$1,158,750
Michael and Jennifer Angell; Michael D. Angell and Jennifer H. Angell family trust
Cloverdale
2010-2014
$222,500 claim; $455,000 notes
Elizabeth Austin
San Jose
2012 (was to mature Dec. 1, 2014)
$1,666 claim; $10,000 note
Ann Bentley, trustee; Bentley Trust
Corte Madera
2011-2014
$135,000 notes
Matthew W. Bevenour; KeyBanc
Wilmette, IL
2012-2014
$800,000 notes
Linda Beyce
Menlo Park
n/a
n/a
Lawrence and Berenice Brackett; The Brenlar Trust
Sonoma
2014
$300,000
Gary Brant
Carmel
n/a
n/a
Robert Brown
Santa Rosa
n/a
n/a
Steven and Robin Brown, trustees; Steven and Robin Brown trust; Steven A. Brown, IRA; Steven Brown
Santa Rosa
2011; 2002-2005
$100,000; $218,000; $350,000
Victor and Jennifer Caballero
Pasadena
n/a
n/a
Lorraine Collins
Santa Rosa
2013-2014
$40,000
Michael Del Prete
Belmont
n/a
n/a
Daniel and Sherry Doran; Also trustees for Daniel and Sherry Doran trust
Santa Rosa
2005-2012
$350,378; $620,000; ($970,378 total)
Kevin Doran; Keegan & Coppin
Santa Rosa
2008-2012
$150,000
Richard and Kathleen Dorr; Dorr family revocable trust
Santa Rosa
2014
$425,000
Jeannette Dothee, trustee; Jeannette L. Dothee trust
Santa Rosa
2011-2014
$137,000
Stuart Dvorin
Kentfield
2011
$16,823 claim; $229,360 note
Paula Gallo
Coeur d'Alene, Idaho
n/a
n/a
Dr. Frederick Graeber; Morgan Stanley Custodian FBO; Frederick Graeber IRA
Tucson, Ariz.
2011-2014
$40,000; $200,000
Harry Polley and David Madsen, co-trustees; HADA Real Estate Co., Inc.; Profit Sharing Retirement Plan
Sebastopol
2010-2014
$760,000
John Haehl
Palm Springs
2012-2013
$100,000
Saira Haq, trustee; Saira Y. Haq survivor trust
Los Gatos
2011-2012
$105,288
Matthew and Nicole Henry
Bend, OR
2005
$120,000
Bob Hildebrand; Mendo Mill and Lumber Co.; Profit-sharing plan and trust
Ukiah
2009-2013
$277,097
Martyn Hopper
Davis
2014
$20,000
Leo Joseph; LN Family Trust; Investor committee member
Menlo Park
2012-2013
$1,000,000 (two notes, $500,000 each)
Bob and Gert Kerger
Notre Dame, Ind.
n/a
n/a
Diana King
Newport Beach
2012-2014
$114,615
Robert F. and Donna Lee
San Mateo
2014
$175,000
Gary and Lynn Leopold; Revocable trust
Santa Rosa
2013-2014
$100,000
Vincenzo LoGrasso
Menlo Park
2010
$100,000
Richard and Patricia Lynch
Wynantskill, N.Y.
2006-2010
$40,000
David Madsen and Harry Polley, also see HADA above
Sebastopol
n/a
n/a
David Madsen, trustee; David R. Madsen and Carleen M. Madsen revocable trust
Sebastopol
2010-2014
$1,799,000
Damian Marhefka, trustee; Marhefka and Gordon Living Trust
Woodside
2014
$300,000
Andrea Martin; Custodian for Jake E. Martin
Lafayette
n/a
n/a
Dan and Stephanie Martin
Lafayette
n/a
n/a
Jesse Martin
Santa Monica
2013
$93,000
Joe H. Mayfield, trustee; Mayfield grandchildren's trust; Managing partner, Mayfield Investments
Ukiah
2013-2014
$169,916; $169,916; (total $339,832)
Dr. Mike Micaletti; Micanne Investments LLC
Burr Ridge, Ill.
2010
$16,353
David and Kathleen Michalski
Latham, NY
2006
$57,466
David Murphy, member; Red Hawk Investors, LLC based in Nevada
Sonoma
2014
$600,000
John Murrell
Oakland
2013-2014
$250,000
Charles Ott, trustee; MBO Insurance Brokers profit-sharing plan
Atherton
2010
$350,000
Dr. Dale and JoAnn Overfield
Edgewood, Wash.
2010-2013
$35,000
Milton and Judith Petit
Bonita
2008-2014
$650,000
Harry Polley and David Madsen, also see HADA above
Sebastopol
n/a
n/a
Harry Polley, trustee; Harry E. Polley and Jean E. Polley revocable trust; Investor committee member
Sebastopol
2010-2014
$981,000
Frederick Ptucha, trustee; Frederick F. Ptucha trust
Santa Rosa
2011-2013
$155,000
Heather Shane
San Francisco
2014
$200,000
Allyson Leigh Shapiro and Patricia L. Shapiro, co-trustees, Allyson Leigh Shapiro revocable trust
San Francisco
2012-2013
$166,667
Scott Shapiro, former COO, SVP, Warren Capital
Sonoma
n/a
n/a
Peter and Patricia Shapiro, co-trustees; Peter D. Shapiro and Patricia L. Shapiro trust; Peter D. Shapiro IRA
Santa Rosa
2013-2014; 2005
$266,667; $100,000
Desmond Shapiro, MD
Santa Rosa
2013
$124,999 claim
Anthony and Parry Shoemaker, trustees; Shoemaker family trust
Santa Rosa
2010-2012
$124,584 claim
Roy Edward Smith; c/o Paula Gallo
Coeur d'Alene
n/a
n/a
Timothy Smith and Ronna Stone, trustees; Smith/Stone family trust; Investor committee member
San Francisco
n/a
n/a
Allan and Patrice Solomon
Orinda
n/a
$70,000
Herbert and Wendy Lee Steiner; Custodians for Kaitlyn Marie Kelly; Herbert Steiner
Santa Rosa
2010-2011
$17,655 claim $25,000 note; $12,500
Brent Stephens; KeyBanc
Chicago, IL
n/a
n/a
Paul Stephens; c/o Thomas Hyde; The Hyde Law Office, Larkspur
San Francisco
n/a
n/a
Clayton Stephens, Jr.; (co-trustee, Stephens family trust)
Kentfield
n/a
n/a
Ronna Stone, trustee, see above under Smith; Smith/Stone family trust
San Francisco
n/a
n/a
Mark or Mary Jane Swanson
Marshfield, Wis.
2013-2014
$75,000
Robert Tonkin
Venice
2012
$137,500
Thomas and Angela Unger
Glenview, Ill.
n/a
n/a
Steve Vallarino; c/o James L. Hall Co.
Santa Rosa
n/a
n/a
Cayla Wardenburg
Portland, Ore.
n/a
n/a
Peter and Milda Wardenburg
Novato
2007-2014
$125,000
Karen Brant White, trustee; Karen Brant White revocable trust
Santa Rosa
2013
$30,000
Steve Wilcinszky
Angels Camp
n/a
n/a
Dan Wilken
Palos Verdes Estates
n/a
n/a
Robert Wisely, trustee; Robert W. Wisely and and Mary Jo Wisely revocable trust
Rancho Mirage
2011-2013
$315,000
Roger Wood; Wood, Warren & Co.
Emeryville
n/a
n/a
Stephen Wood
Santa Rosa
2007-2009
$200,000
Fred Zurilgen
Cloverdale
n/a
n/a
*Names on court-filed service list for case documents. **If available, court-filed creditor claims.