Investors seeking money from Warren Capital

Name*

City

Years**

Investments**

Art Adams

Los Gatos

n/a

n/a

Craig Albers

San Rafael

2013-2014

$141,667 claim; $175,000 notes

American Express Centurion Bank

Minneapolis, Minn.

n/a

$31,865

Robert and Katherine Angell; (including as custodians for Nicholas Angell, $85,000; and Amelia Angell, $105,000)

Healdsburg

2008-2013

$1,158,750

Michael and Jennifer Angell; Michael D. Angell and Jennifer H. Angell family trust

Cloverdale

2010-2014

$222,500 claim; $455,000 notes

Elizabeth Austin

San Jose

2012 (was to mature Dec. 1, 2014)

$1,666 claim; $10,000 note

Ann Bentley, trustee; Bentley Trust

Corte Madera

2011-2014

$135,000 notes

Matthew W. Bevenour; KeyBanc

Wilmette, IL

2012-2014

$800,000 notes

Linda Beyce

Menlo Park

n/a

n/a

Lawrence and Berenice Brackett; The Brenlar Trust

Sonoma

2014

$300,000

Gary Brant

Carmel

n/a

n/a

Robert Brown

Santa Rosa

n/a

n/a

Steven and Robin Brown, trustees; Steven and Robin Brown trust; Steven A. Brown, IRA; Steven Brown

Santa Rosa

2011; 2002-2005

$100,000; $218,000; $350,000

Victor and Jennifer Caballero

Pasadena

n/a

n/a

Lorraine Collins

Santa Rosa

2013-2014

$40,000

Michael Del Prete

Belmont

n/a

n/a

Daniel and Sherry Doran; Also trustees for Daniel and Sherry Doran trust

Santa Rosa

2005-2012

$350,378; $620,000; ($970,378 total)

Kevin Doran; Keegan & Coppin

Santa Rosa

2008-2012

$150,000

Richard and Kathleen Dorr; Dorr family revocable trust

Santa Rosa

2014

$425,000

Jeannette Dothee, trustee; Jeannette L. Dothee trust

Santa Rosa

2011-2014

$137,000

Stuart Dvorin

Kentfield

2011

$16,823 claim; $229,360 note

Paula Gallo

Coeur d'Alene, Idaho

n/a

n/a

Dr. Frederick Graeber; Morgan Stanley Custodian FBO; Frederick Graeber IRA

Tucson, Ariz.

2011-2014

$40,000; $200,000

Harry Polley and David Madsen, co-trustees; HADA Real Estate Co., Inc.; Profit Sharing Retirement Plan

Sebastopol

2010-2014

$760,000

John Haehl

Palm Springs

2012-2013

$100,000

Saira Haq, trustee; Saira Y. Haq survivor trust

Los Gatos

2011-2012

$105,288

Matthew and Nicole Henry

Bend, OR

2005

$120,000

Bob Hildebrand; Mendo Mill and Lumber Co.; Profit-sharing plan and trust

Ukiah

2009-2013

$277,097

Martyn Hopper

Davis

2014

$20,000

Leo Joseph; LN Family Trust; Investor committee member

Menlo Park

2012-2013

$1,000,000 (two notes, $500,000 each)

Bob and Gert Kerger

Notre Dame, Ind.

n/a

n/a

Diana King

Newport Beach

2012-2014

$114,615

Robert F. and Donna Lee

San Mateo

2014

$175,000

Gary and Lynn Leopold; Revocable trust

Santa Rosa

2013-2014

$100,000

Vincenzo LoGrasso

Menlo Park

2010

$100,000

Richard and Patricia Lynch

Wynantskill, N.Y.

2006-2010

$40,000

David Madsen and Harry Polley, also see HADA above

Sebastopol

n/a

n/a

David Madsen, trustee; David R. Madsen and Carleen M. Madsen revocable trust

Sebastopol

2010-2014

$1,799,000

Damian Marhefka, trustee; Marhefka and Gordon Living Trust

Woodside

2014

$300,000

Andrea Martin; Custodian for Jake E. Martin

Lafayette

n/a

n/a

Dan and Stephanie Martin

Lafayette

n/a

n/a

Jesse Martin

Santa Monica

2013

$93,000

Joe H. Mayfield, trustee; Mayfield grandchildren's trust; Managing partner, Mayfield Investments

Ukiah

2013-2014

$169,916; $169,916; (total $339,832)

Dr. Mike Micaletti; Micanne Investments LLC

Burr Ridge, Ill.

2010

$16,353

David and Kathleen Michalski

Latham, NY

2006

$57,466

David Murphy, member; Red Hawk Investors, LLC based in Nevada

Sonoma

2014

$600,000

John Murrell

Oakland

2013-2014

$250,000

Charles Ott, trustee; MBO Insurance Brokers profit-sharing plan

Atherton

2010

$350,000

Dr. Dale and JoAnn Overfield

Edgewood, Wash.

2010-2013

$35,000

Milton and Judith Petit

Bonita

2008-2014

$650,000

Harry Polley and David Madsen, also see HADA above

Sebastopol

n/a

n/a

Harry Polley, trustee; Harry E. Polley and Jean E. Polley revocable trust; Investor committee member

Sebastopol

2010-2014

$981,000

Frederick Ptucha, trustee; Frederick F. Ptucha trust

Santa Rosa

2011-2013

$155,000

Heather Shane

San Francisco

2014

$200,000

Allyson Leigh Shapiro and Patricia L. Shapiro, co-trustees, Allyson Leigh Shapiro revocable trust

San Francisco

2012-2013

$166,667

Scott Shapiro, former COO, SVP, Warren Capital

Sonoma

n/a

n/a

Peter and Patricia Shapiro, co-trustees; Peter D. Shapiro and Patricia L. Shapiro trust; Peter D. Shapiro IRA

Santa Rosa

2013-2014; 2005

$266,667; $100,000

Desmond Shapiro, MD

Santa Rosa

2013

$124,999 claim

Anthony and Parry Shoemaker, trustees; Shoemaker family trust

Santa Rosa

2010-2012

$124,584 claim

Roy Edward Smith; c/o Paula Gallo

Coeur d'Alene

n/a

n/a

Timothy Smith and Ronna Stone, trustees; Smith/Stone family trust; Investor committee member

San Francisco

n/a

n/a

Allan and Patrice Solomon

Orinda

n/a

$70,000

Herbert and Wendy Lee Steiner; Custodians for Kaitlyn Marie Kelly; Herbert Steiner

Santa Rosa

2010-2011

$17,655 claim $25,000 note; $12,500

Brent Stephens; KeyBanc

Chicago, IL

n/a

n/a

Paul Stephens; c/o Thomas Hyde; The Hyde Law Office, Larkspur

San Francisco

n/a

n/a

Clayton Stephens, Jr.; (co-trustee, Stephens family trust)

Kentfield

n/a

n/a

Ronna Stone, trustee, see above under Smith; Smith/Stone family trust

San Francisco

n/a

n/a

Mark or Mary Jane Swanson

Marshfield, Wis.

2013-2014

$75,000

Robert Tonkin

Venice

2012

$137,500

Thomas and Angela Unger

Glenview, Ill.

n/a

n/a

Steve Vallarino; c/o James L. Hall Co.

Santa Rosa

n/a

n/a

Cayla Wardenburg

Portland, Ore.

n/a

n/a

Peter and Milda Wardenburg

Novato

2007-2014

$125,000

Karen Brant White, trustee; Karen Brant White revocable trust

Santa Rosa

2013

$30,000

Steve Wilcinszky

Angels Camp

n/a

n/a

Dan Wilken

Palos Verdes Estates

n/a

n/a

Robert Wisely, trustee; Robert W. Wisely and and Mary Jo Wisely revocable trust

Rancho Mirage

2011-2013

$315,000

Roger Wood; Wood, Warren & Co.

Emeryville

n/a

n/a

Stephen Wood

Santa Rosa

2007-2009

$200,000

Fred Zurilgen

Cloverdale

n/a

n/a

*Names on court-filed service list for case documents. **If available, court-filed creditor claims.

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